Scott L. Shapiro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Lawrence Shapiro, who also goes by Scott Shapiro, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2006 - September 24, 2012
LIBERTY GROUP, LLC
September 19, 2005 - February 3, 2006
QUEST CAPITAL STRATEGIES, INC.
April 23, 1998 - June 17, 1999
MORGAN STANLEY DEAN WITTER ONLINE INC.
October 23, 1997 - March 26, 1998
INTERNATIONAL ASSETS ADVISORY, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIBERTY GROUP, LLC
CRD#: 106036 / SEC#: 801-64934, 8-52994
Contact information
Red Flags
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