Douglas E. Wiebel

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CRD#: 2938803

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Evan Wiebel was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1997. Douglas had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) REHMANN ROBSON INVESTMENT RELATED: NO ADDRESS: 9420 Bonita Beach Road, Suite 200, Bonita Springs FL 34135 NATURE: ACCOUNTING/CONSULTING POSITION: PARTNER/PRINCIPAL START DATE: 1/1/2018 HOURS PER MONTH: 200 SECURITIES HOURS PER MONTH: 120 DUTIES: ADVISORY AND TAX SERVICES FOR INDIVIDUAL, TRUST AND BUSINESS ENTITIES 2) REHMANN INSURANCE GROUP INVESTMENT RELATED: YES ADDRESS: 9420 Bonita Beach Road, Suite 200, Bonita Springs FL 34135 NATURE: LLC POSITION: LICENSED AGENT START DATE: 1/1/2018 HOURS PER MONTH: 20 SECURITIES HOURS PER MONTH: 20 DUTIES: PROVIDING INSURANCE SOLUTIONS TO CLIENTS 3) REHMANN FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: 9420 Bonita Beach Road, Suite 200, Bonita Springs FL 34135 NATURE: LLC POSITION: REGISTERED REP START DATE: 1/1/2018 HOURS PER MONTH: 20 SECURITIES HOURS PER MONTH: 20 DUTIES: REGISTERED REP OF THE BROKER DEALER 4) REHMANN CAPITAL ADVISORY GROUP - Investment-related: YES Address: 9420 Bonita Beach Road, Suite 200, Bonita Springs, FL 34135 Nature of the Business: Financial Position: Financial Advisor Start Date: Jan 2018 Hours/Month: 20 Securities Trading Hours/Month: 20 Duties: Financial planning/advising clients 5) REHMANN REAL ESTATE - Investment-related: NO Address: 9420 Bonita Beach Road, Suite 200, Bonita Springs, FL 34135 Nature of the Business: LLC/PARTNERSHIP Position: INVESTOR Start Date: Jan 2018 Hours/Month: 1 Securities Trading Hours/Month: 1 Duties: LIMITED ADMINISTRATIVE DUTIES FOR 1 PROPERTY IN THE REHMANN REAL ESTATE UMBRELLA; NO OTHER DUTIES; THIS IS A PASSIVE INVESTMENT 6) DOUGLAS WIEBEL BUSINESS CONSULTING POSITION: Owner NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1999 ADDRESS: 9420 Bonita Beach Road, Suite 200, Bonita Springs FL 34135 DESCRIPTION: Business consulting and planning.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 25, 2018 - December 31, 2022

REHMANN WEALTH

RIA

CRD#: 123047

Bonita Springs, FL

Past

January 25, 2018 - December 31, 2022

REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027

Bonita Springs, FL

Past

February 1, 2016 - January 10, 2018

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BONITA, FL

Past

January 25, 2016 - January 10, 2018

OSAIC WEALTH, INC.

CRD#: 23131

BONITA, FL

Past

February 12, 2003 - January 27, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

BONITA SPRINGS, FL

Past

February 10, 2003 - January 27, 2016

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BONITA SPRINGS, FL

Past

June 15, 2000 - February 19, 2003

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BONITA SPRINGS, FL

Past

November 5, 1999 - February 19, 2003

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

October 13, 1997 - November 10, 1999

HOCHMAN & BAKER SECURITIES, INC.

CRD#: 19949

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/1997

General Securities Representative Examination

Current Firm

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

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Contact information

Main Address

4086 Legacy Parkway, Lansing, MI 48911-4261

Mailing Address

Phone number

(517) 316-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 RCAG PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,238
AUM (Assets Under Management)	$ 4,270,170,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Douglas E. Wiebel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REHMANN FINANCIAL NETWORK, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

HOCHMAN & BAKER SECURITIES, INC.

Primary Firm SEC Registration

REHMANN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/1999

Series 63

Date: 10/13/1997

SIE

Date: 10/1/2018

Series 7

Date: 10/10/1997

Current Firm

REHMANN WEALTH

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REHMANN WEALTH

TRUST BUT VERIFY

Contact information

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