Matthew T. Penkert
Professional summary
Matthew Thomas Penkert, CFP®, who also goes by Matthew T Penkert, is a registered financial advisor currently at PRO TAX FINANCIAL SERVICES, LLC located in Mesa, Arizona.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Matthew has worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Penkert's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
June 24, 2003 - Present
PRO TAX FINANCIAL SERVICES, LLC
Office #1: 761 S. Stapley, Mesa, AZ 85204August 9, 2002 - January 21, 2003
UBS FINANCIAL SERVICES INC.
August 9, 2002 - January 21, 2003
UBS FINANCIAL SERVICES INC.
December 2, 1997 - August 14, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/24/2003)
Exams
Current Firm
PRO TAX FINANCIAL SERVICES, LLC
CRD#: 124634 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
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