AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JM

Jonathan L. Miller

SPIDERROCK ADVISORS
Denver, CO 80206
Some features on this profile are disabled
CRD#: 2938669
JM

Professional summary


Jonathan Layne Miller, who also goes by Jonathan L Miller, Jonathan Miller, Jonathan Layne Miller, is a registered financial advisor currently at SPIDERROCK ADVISORS, LLC located in Denver, Colorado and BLACKROCK INVESTMENTS, LLC located in Denver, Colorado.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 10 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 24 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jonathan L Miller | Jonathan Miller | Jonathan Layne Miller

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jonathan Layne Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 16, 2025 - Present

SPIDERROCK ADVISORS, LLC

Office #1: 44 Cook Street Suite 800 (8th Floor), Denver, CO 80206
RIA
CRD#: 171992
Denver, CO
Current

February 23, 2022 - Present

BLACKROCK INVESTMENTS, LLC

Office #1: 44 Cook Street Suite 800 (8th Floor), Denver, CO 80206
BD
CRD#: 38642
Denver, CO
Past

June 14, 2022 - October 16, 2025

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
Denver, CO
Past

December 21, 2018 - February 19, 2019

VP DISTRIBUTORS LLC

BD
CRD#: 3036
NEW YORK, NY
Past

October 23, 2015 - December 17, 2018

VP DISTRIBUTORS LLC

BD
CRD#: 3036
NEW YORK, NY
Past

December 19, 2012 - September 28, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

August 3, 2012 - January 8, 2013

X-CHANGE FINANCIAL ACCESS, LLC

BD
CRD#: 126201
CHICAGO, IL
Past

September 22, 2008 - June 27, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

October 18, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

March 2, 1998 - October 16, 2007

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 29, 1997 - March 12, 1998

NATWEST SECURITIES CORPORATION

BD
CRD#: 18238
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SPIDERROCK ADVISORS, LLC
SPIDERROCK ADVISORS, LLC

CRD#: 171992 / SEC#: 801-80178

RIA
Registered Investment Advisory firm - (8/20/2014 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/14/2022)
RR
Alaska
(6/15/2022)
RR
Arizona
(6/23/2022)
RR
Arkansas
(6/16/2022)
RR
California
(6/14/2022)
RR
Colorado
(2/23/2022)
IAR
Colorado
(10/16/2025)
RR
Connecticut
(6/15/2022)
RR
Delaware
(6/27/2022)
RR
District of Columbia
(6/15/2022)
RR
Florida
(6/15/2022)
RR
Georgia
(6/15/2022)
RR
Hawaii
(6/20/2022)
RR
Idaho
(6/22/2022)
RR
Illinois
(6/28/2022)
IAR
Illinois
(10/17/2025)
RR
Indiana
(7/14/2022)
RR
Iowa
(6/14/2022)
RR
Kansas
(6/22/2022)
RR
Kentucky
(6/16/2022)
RR
Louisiana
(6/21/2022)
RR
Maine
(6/14/2022)
RR
Maryland
(6/15/2022)
RR
Massachusetts
(6/15/2022)
RR
Michigan
(6/16/2022)
RR
Minnesota
(6/22/2022)
RR
Mississippi
(6/15/2022)
RR
Missouri
(6/14/2022)
RR
Montana
(6/14/2022)
RR
Nebraska
(6/15/2022)
RR
Nevada
(6/28/2022)
RR
New Hampshire
(6/21/2022)
RR
New Jersey
(8/9/2022)
RR
New Mexico
(6/15/2022)
RR
New York
(6/15/2022)
RR
North Carolina
(6/16/2022)
RR
North Dakota
(6/20/2022)
RR
Ohio
(6/14/2022)
RR
Oklahoma
(6/15/2022)
RR
Oregon
(6/20/2022)
RR
Pennsylvania
(6/15/2022)
RR
Puerto Rico
(7/4/2022)
RR
Rhode Island
(6/22/2022)
RR
South Carolina
(6/16/2022)
RR
South Dakota
(7/26/2022)
RR
Tennessee
(6/15/2022)
RR
Texas
(6/16/2022)
RR
Utah
(6/15/2022)
RR
Vermont
(6/15/2022)
RR
Virgin Islands
(6/14/2022)
RR
Virginia
(6/14/2022)
RR
Washington
(6/14/2022)
RR
West Virginia
(6/16/2022)
RR
Wisconsin
(6/15/2022)
RR
Wyoming
(6/20/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/13/2022
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SA
SPIDERROCK ADVISORS, LLC
SPIDERROCK ADVISORS, LLC

CRD#: 171992 / SEC#: 801-80178

RIA
Registered Investment Advisory firm - (8/20/2014 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
227 West Monroe Suite 4300, Chicago, IL 60606
Mailing Address
Phone number
(312) 847-0300
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SPIDERROCK ADVISORS FORM ADV PART 2A (7/16/2025)

Regulatory assets under management


Total Number of Accounts3,050
AUM (Assets Under Management)$ 5,979,259,343

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SPIDERROCK ADVISORS, LLC

CRD#: 171992Denver, CO 80206

TRUST BUT VERIFY

Monitor Jonathan Miller

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Craig Stuart Johlfs
Craig JohlfsAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Greenwood Village, CO
Ralph Milburn Jones JR
Ralph JonesAdvisorCheck Check Mark
OPPENHEIMER & CO. INC.
IAR
RR
Denver, CO
Lorie Chantelle Jones
Lorie JonesAdvisorCheck Check Mark
TANDEM FINANCIAL, LLC
IAR
GREENWOOD VILLAGE, CO
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics