Jonathan Layne Miller
Professional Summary
Jonathan Layne Miller, who also goes by Jonathan L Miller, Jonathan Miller, Jonathan Layne Miller, is a registered financial advisor currently at SPIDERROCK ADVISORS, LLC located in Denver, Colorado and BLACKROCK INVESTMENTS, LLC located in Princeton, New Jersey. Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 10 firms and has passed the Series 66, Series 63, Series 3,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jonathan L Miller, Jonathan Miller, Jonathan Layne Miller
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
SPIDERROCK ADVISORS, LLC
Contact Information
Main Address
227 West Monroe Suite 4300, Chicago, IL 60606Phone Number
(312) 847-0300# of Employees
61SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,480AUM (Assets Under Management)
$9,834,015,630Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SPIDERROCK ADVISORS, LLC
State Registrations and Notice Filings
(6/14/2022)
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(6/14/2022)
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(6/16/2022)
(6/15/2022)
(6/20/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2008About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Layne Miller's CRS (Customer Relationship Summary).
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