Eric D. Heymann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Daniel Heymann was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1997. Eric had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2016 - July 7, 2026
TRUIST ADVISORY SERVICES, INC.
March 23, 2015 - July 7, 2026
TRUIST INVESTMENT SERVICES, INC.
December 18, 2012 - March 6, 2015
FIFTH THIRD SECURITIES, INC.
June 7, 2011 - October 18, 2012
MWA FINANCIAL SERVICES INC.
September 16, 2010 - May 23, 2011
HORACE MANN INVESTORS, INC.
February 8, 2008 - March 3, 2010
MML INVESTORS SERVICES, LLC
January 23, 2007 - January 25, 2008
SUNSET FINANCIAL SERVICES, INC.
July 24, 2001 - January 3, 2007
FORESTERS EQUITY SERVICES, INC.
November 28, 1997 - July 30, 2001
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/18/2025
General Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
