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Andrew M. D'amore

HRT FINANCIAL LP
Chicago, IL 60606
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CRD#: 2938477
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Professional summary


Andrew Michael D'amore JR, who also goes by Andrew Michael Damore Jr, Andrew Michael Damore, is a registered financial professional currently at HRT FINANCIAL LP located in Chicago, Illinois and HRT EXECUTION SERVICES LLC located in Chicago, Illinois.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 62, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Andrew Michael Damore Jr | Andrew Michael Damore

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew Michael D'amore JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 6, 2021 - Present

HRT FINANCIAL LP

Office #1: 100 S. Wacker Drive Suite 300, Chicago, IL 60606
BD
CRD#: 152144
Chicago, IL
Current

October 6, 2021 - Present

HRT EXECUTION SERVICES LLC

Office #1: 100 S Wacker Drive Suite 300, Chicago, IL 60606
BD
CRD#: 128491
Chicago, IL
Past

May 13, 2019 - August 3, 2020

VIRTU ITG LLC

BD
CRD#: 29299
CHICAGO, IL
Past

July 2, 2012 - June 7, 2021

VIRTU AMERICAS LLC

BD
CRD#: 149823
CHICAGO, IL
Past

January 9, 2008 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
CHICAGO, IL
Past

June 2, 2005 - January 15, 2008

E*TRADE SECURITIES LLC

BD
CRD#: 29106
CHICAGO, IL
Past

June 5, 2001 - June 3, 2005

G1 EXECUTION SERVICES, LLC

BD
CRD#: 111528
CHICAGO, IL
Past

January 13, 2000 - June 5, 2001

GVR COMPANY

BD
CRD#: 31172
CHICAGO, IL
Past

March 21, 1999 - January 6, 2000

PURE TRADING INC

BD
CRD#: 42227
BURR RIDGE, IL
Past

February 18, 1998 - March 19, 1999

GVR COMPANY

BD
CRD#: 31172
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/19/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/31/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/17/1998
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


HE
HRT EXECUTION SERVICES LLC
HRT EXECUTION SERVICES LLC | SUN TRADING LLC

CRD#: 128491 / SEC#: , 8-66143

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007
Mailing Address
3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007
Phone number
(212) 293-1444
Established
Illinois since 04/24/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SUN HOLDINGS LLCOWNER OF HRT EXECUTION SERVICES LLC
ALCALA, MIKAELAAML COMPLIANCE OFFICER7523021
ATTONITO, ERICA GALEHEAD OF SALES5151146
BLOCK, NACHSHON MCHIEF FINANCIAL OFFICER7192815
CARROLL, JASON EASTWICKMANAGING DIRECTOR5173598
JUSTINI, PETER THOMASFINOP2097898
KEEL, JOHN MATTHEWCHIEF COMPLIANCE OFFICER4189740
NUNES, ADAM SETHCHIEF EXECUTIVE OFFICER5246806

Disclosures


Regulatory Event9

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HRT EXECUTION SERVICES LLC

CRD#: 128491Chicago, IL 60606

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