Christopher T. Koppenheffer
Professional summary
Christopher Thomas Koppenheffer, who also goes by Christopher Thomas Koppenheffer Mr, Christopher Thomas Koppenheffer, is a registered financial professional currently at DEALERWEB LLC located in Jersey City, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Thomas Koppenheffer's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2021 - Present
DEALERWEB LLC
Office #1: 185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311March 3, 2016 - September 30, 2021
ICAP SECURITIES USA LLC
April 29, 2013 - March 14, 2016
JEFFERIES LLC
March 10, 2004 - June 16, 2008
J.P. MORGAN SECURITIES LLC
December 1, 2003 - March 9, 2004
COMMERZ MARKETS LLC
January 8, 1999 - July 9, 2003
NATWEST MARKETS SECURITIES INC.
November 7, 1997 - November 18, 1997
NATWEST SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
DEALERWEB LLC
CRD#: 19662 / SEC#: , 8-38103
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB IDB MARKETS, INC. | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| COTTER, RICHARD JOSEPH JR | PRINCIPAL FINANCIAL OFFICER | 1611037 |
| GALINDO, JORGE ALBERTO JR | PRINCIPAL OPERATIONS OFFICER | 2501261 |
| HUESTIS, TIMOTHY DANIEL | EXECUTIVE REPRESENTATIVE | 4931620 |
| MCKEON, ALFRED PETER | PRESIDENT | 1666355 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| SULLIVAN, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER | 3254037 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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