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Christopher Thomas Koppenheffer

DEALERWEB
Jersey City, NJ
·CRD# 2938302·29 years experience

Professional Summary

Christopher Thomas Koppenheffer, who also goes by Christopher Thomas Koppenheffer Mr, Christopher Thomas Koppenheffer, is a registered financial advisor currently at DEALERWEB LLC located in Jersey City, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Thomas Koppenheffer Mr, Christopher Thomas Koppenheffer

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

DEALERWEB LLC·CRD# 19662
BD
185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311
September 28, 2021 - Present
ICAP SECURITIES USA LLC·CRD# 19739
BD
New York, NY
March 3, 2016 - September 30, 2021
JEFFERIES LLC·CRD# 2347
BD
New York, NY
April 29, 2013 - March 14, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
March 10, 2004 - June 16, 2008
COMMERZ MARKETS LLC·CRD# 41957
BD
New York, NY
December 1, 2003 - March 9, 2004
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
January 8, 1999 - July 9, 2003
NATWEST SECURITIES CORPORATION·CRD# 18238
BD
New York, NY
November 7, 1997 - November 18, 1997

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Current Firm

DL
DEALERWEB LLC

DEALERWEB INC. | HILLIARD FARBER & CO., INC. | DEALERWEB LLC

CRD#: 19662 / SEC#: 8-38103
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311

Mailing Address

185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311

Phone Number

(212) 797-1980

Established

Delaware since 12/20/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRADEWEB IDB MARKETS, INC.OWNER—
BRUNER, CHRISTIAN ADAMBOARD MEMBER5661505
CLACK, AMYBOARD MEMBER4882071
COTTER, RICHARD JOSEPH JRPRINCIPAL FINANCIAL OFFICER1611037
GALINDO, JORGE ALBERTO JRPRINCIPAL OPERATIONS OFFICER2501261
HUESTIS, TIMOTHY DANIELEXECUTIVE REPRESENTATIVE4931620
MCKEON, ALFRED PETERPRESIDENT1666355
SERRAO, ASHLEY NEILBOARD MEMBER5360541
SULLIVAN, MICHAEL FRANCISCHIEF COMPLIANCE OFFICER3254037
WOOD, ELISABETH KIRBYBOARD MEMBER4929181

Disclosures

Regulatory Event

7

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 2013About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Jun 2016About the Series 30 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Thomas Koppenheffer's CRS (Customer Relationship Summary).

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