Paul Hunter

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CRD#: 2938215

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Hunter, who also goes by Paul F Hunter, Paul Frederick Hunter, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul F Hunter | Paul Frederick Hunter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WCM Investment Management; St. Louis, MO; Investment Related; Began 08/2020; Sales/Marketing; Portfolio Specialist; 200 hours per month with 0 hours during trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 20, 2021 - June 2, 2025

WCM INVESTMENT MANAGEMENT

RIA

CRD#: 104702

St. Louis, MO

Past

October 16, 2020 - June 3, 2025

IMST DISTRIBUTORS, LLC

CRD#: 130745

St. Louis, MO

Past

June 12, 2018 - July 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

May 29, 2018 - July 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

May 20, 2009 - May 10, 2018

JEFFERIES LLC

CRD#: 2347

CHICAGO, IL

Past

November 9, 2005 - May 21, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

CHICAGO, IL

Past

July 1, 2003 - August 30, 2005

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

June 25, 2001 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 23, 1997 - July 2, 1999

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WCM INVESTMENT MANAGEMENT

WCM INVESTMENT MANAGEMENT | WCM INVESTMENT MANAGEMENT, LLC

CRD#: 104702 / SEC#: 801-11916

RIA

Registered Investment Advisory firm - (8/12/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/1997

General Securities Representative Examination

Current Firm

WCM INVESTMENT MANAGEMENT

WCM INVESTMENT MANAGEMENT | WCM INVESTMENT MANAGEMENT, LLC

CRD#: 104702 / SEC#: 801-11916

RIA

Registered Investment Advisory firm - (8/12/1976 Approved)

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Contact information

Main Address

281 Brooks Street, Laguna Beach, CA 92651-2974

Mailing Address

Phone number

(949) 380-0200

Established

Firm type

Fiscal year end

# of Employees

102

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WCM ADV PART 2A FIRM BROCHURE 2025 (7/9/2025)

Regulatory assets under management

Total Number of Accounts	6,438
AUM (Assets Under Management)	$ 74,688,235,740

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/16/2025	Cover Page	Report
01/16/2025	Cover Page	Report
06/20/2023	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul Hunter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IMST DISTRIBUTORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JEFFERIES LLC

MORGAN STANLEY & CO. LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

WCM INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2018

Series 63

Date: 8/3/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/22/1997

Current Firm

WCM INVESTMENT MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WCM INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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