Amelia E. Reback
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amelia Elizabeth Reback, who also goes by Amelia Elizabeth Picker, Amy Elizabeth Picker, Amy Picker, Amelia Picker-reback, was a registered financial professional .
Amelia is a previously registered financial professional and started their career in finance in 1998. Amelia had worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2021 - December 20, 2023
TD AMERITRADE, INC.
April 30, 2004 - January 9, 2024
CHARLES SCHWAB & CO., INC.
February 27, 2004 - January 9, 2024
CHARLES SCHWAB & CO., INC.
April 30, 2002 - June 24, 2002
DEUTSCHE BANK SECURITIES INC.
May 1, 2001 - December 12, 2001
J.P. MORGAN SECURITIES INC.
February 5, 2001 - May 1, 2001
JPMSI
February 1, 2000 - February 5, 2001
J.P. MORGAN SECURITIES INC.
March 31, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
December 15, 1998 - March 25, 1999
PREFERREDTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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