Patrick J. Negado

FIRST HEARTLAND CONSULTANTS

Midway, UT

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CRD#: 2938186

Professional summary

Patrick John Negado, who also goes by Patrick John Negado, Patrick Negado, is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Midway, Utah and FIRST HEARTLAND CAPITAL, INC. located in Midway, Utah.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick John Negado | Patrick Negado

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Negado's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2025 - Present

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

Midway, UT

Current

December 10, 2025 - Present

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

Midway, UT

Past

June 20, 2017 - December 11, 2025

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

HAYWARD, CA

Past

February 27, 2017 - June 15, 2017

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

SAN RAMON, CA

Past

June 14, 2016 - February 16, 2017

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

Campbell, CA

Past

September 4, 2013 - October 30, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

MILPITAS, CA

Past

March 4, 2011 - July 30, 2013

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

SAN RAMON, CA

Past

July 8, 2009 - February 23, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SEATTLE, WA

Past

September 16, 2003 - January 12, 2007

TRILOGY CAPITAL STRATEGIES, INC.

RIA

CRD#: 127965

SAN RAMON, CA

Past

January 10, 2003 - August 18, 2003

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WALNUT CREEK, CA

Past

January 7, 2003 - August 18, 2003

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 27, 2001 - January 9, 2003

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

SAN FRANCISCO, CA

Past

February 11, 1998 - January 9, 2003

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/19/2025)

IAR

Arizona
(12/19/2025)

IAR

California
(12/17/2025)

California
(12/18/2025)

Colorado
(12/15/2025)

IAR

Colorado
(12/17/2025)

Florida
(12/15/2025)

Hawaii
(12/16/2025)

IAR

Hawaii
(1/2/2026)

Idaho
(12/15/2025)

Iowa
(12/15/2025)

Maine
(12/23/2025)

Maryland
(12/19/2025)

Nevada
(12/12/2025)

IAR

Nevada
(12/18/2025)

New Hampshire
(12/18/2025)

Oregon
(12/11/2025)

IAR

Oregon
(12/18/2025)

Texas
(12/11/2025)

IAR

Texas
(12/17/2025)

Utah
(12/12/2025)

IAR

Utah
(12/17/2025)

Washington
(12/12/2025)

IAR

Washington
(12/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/3/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/9/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/6/2009

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 2/22/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

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Contact information

Main Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Mailing Address

Phone number

(636) 625-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST HEARTLAND CONSULTANTS, INC. (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC. APPENDIX 1 TO FORM ADV PART 2A - FIRST HEARTLAND ASSET STRATEGIES WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC-APPENDIX I TO ADV PART 2A WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS, INC.-APPENDIX I TO FORM ADV PART 2A-RETIREMENT PLAN WRAP SERVICES (2/26/2025)

Regulatory assets under management

Total Number of Accounts	9,231
AUM (Assets Under Management)	$ 1,771,078,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
08/12/2024	Cover Page	Report
12/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Negado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Negado's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

ALLSTATE FINANCIAL SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

BANKERS LIFE SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

TRILOGY CAPITAL STRATEGIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

FIRST HEARTLAND CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/3/2009

Series 65

Date: 5/9/2001

SIE

Date: 10/1/2018

Series 6

Date: 7/6/2009

Series 7

Date: 2/22/2001

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST HEARTLAND CONSULTANTS, INC.

TRUST BUT VERIFY

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