James M. Reinhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Milton Reinhart, who also goes by James M Reinhart, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1997. James had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2012 - September 6, 2017
ERNST & YOUNG CAPITAL ADVISORS, LLC
April 30, 2007 - April 5, 2012
HARRIS WILLIAMS
October 5, 2006 - May 11, 2007
GOLDMAN SACHS & CO. LLC
June 14, 1999 - September 18, 2001
DEUTSCHE BANK SECURITIES INC.
March 15, 1999 - June 14, 1999
DB ALEX. BROWN LLC
September 22, 1997 - May 8, 1998
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
