Gina M. Cocking
Professional summary
Gina Marie Cocking, who also goes by Gina M Cocking, is a registered financial professional currently at COLONNADE SECURITIES LLC located in Chicago, Illinois and COLONNADE ISLAND LLC located in Rio Grande, .
Gina is registered as a RR (Registered Representative) and started their career in finance in 1997. Gina has worked at 3 firms and has passed the Series 99TO, SIE, Series 79, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gina Marie Cocking's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2014 - Present
COLONNADE SECURITIES LLC
Office #1: 500 West Madison Street Suite 1000, Chicago, IL 60661Office #2: 600 Cleveland Street Suite 272, Clearwater, FL 33755Office #3: 600 Cleveland Street, Suite 272, Clearwater, FL 33755January 10, 2023 - Present
COLONNADE ISLAND LLC
Office #1: 7000 Bahia Beach Blvd. Las Ventanas Ii-314, Rio Grande, PR 00745-2900October 9, 1997 - June 3, 1999
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 6/27/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
COLONNADE ISLAND LLC
CRD#: 322763 / SEC#: , 8-70961
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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