GT
Gregory D. Timmerman
THRIVENT INVESTMENT MANAGEMENT
Geneseo, IL 61254
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CRD#: 2937867
GT
Professional summary
Gregory David Timmerman, who also goes by Greg Timmerman, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Geneseo, Illinois.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Timmerman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory David Timmerman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory David Timmerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 209 W Exchange St, Geneseo, IL 61254RIA
BD
CRD#: 18387
Geneseo, IL
Current
October 1, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 209 W Exchange St, Geneseo, IL 61254RIA
BD
CRD#: 18387
Geneseo, IL
Past
August 2, 2018 - September 10, 2019
TD AMERITRADE, INC.
RIA
CRD#: 7870
CEDAR RAPIDS, IA
Past
August 2, 2018 - September 10, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Cedar Rapids, IA
Past
August 2, 2018 - September 10, 2019
TD AMERITRADE, INC.
BD
CRD#: 7870
CEDAR RAPIDS, IA
Past
April 22, 2015 - July 10, 2018
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
DUBUQUE, IA
Past
April 22, 2015 - July 10, 2018
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
DUBUQUE, IA
Past
February 24, 2012 - April 15, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
DUBUQUE, IA
Past
February 24, 2012 - April 15, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
DUBUQUE, IA
Past
September 9, 2011 - February 21, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DELAVAN, WI
Past
September 9, 2011 - February 21, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
DELAVAN, WI
Past
September 13, 2010 - September 29, 2011
M&I INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 109802
MILWAUKEE, WI
Past
September 13, 2010 - September 29, 2011
M&I FINANCIAL ADVISORS, INC
BD
CRD#: 16517
CUDAHY, WI
Past
March 2, 2009 - September 29, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
MUKWONAGO, WI
Past
February 25, 2009 - September 29, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
MUKWONAGO, WI
Past
November 8, 2006 - February 24, 2009
STEELE CAPITAL MANAGEMENT, INC.
RIA
CRD#: 107097
DUBUQUE, IA
Past
August 21, 2006 - November 11, 2008
MIDAMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 47351
DUBUQUE, IA
Past
July 26, 2004 - August 24, 2006
IFMG SECURITIES, INC.
BD
CRD#: 14416
EAST TROY, WI
Past
January 30, 2001 - July 28, 2004
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
January 3, 2000 - January 19, 2001
FIRSTAR INVESTMENT SERVICES,INC.
BD
CRD#: 14536
MORRIS PLAINS, NJ
Past
July 29, 1998 - January 3, 2000
MERCANTILE INVESTMENT SERVICES, INC.
BD
CRD#: 19908
ST. LOUIS, MO
Past
September 16, 1997 - July 1, 1998
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/4/2020)
RR
Arizona(10/29/2019)
RR
Arkansas(10/29/2019)
RR
California(4/4/2020)
RR
Colorado(10/29/2019)
RR
District of Columbia(11/18/2024)
IAR
District of Columbia(11/25/2024)
RR
Florida(10/29/2019)
RR
Georgia(4/4/2020)
RR
Idaho(11/10/2022)
RR
Illinois(10/29/2019)
IAR
Illinois(1/3/2023)
RR
Indiana(6/27/2024)
RR
Iowa(10/1/2019)
RR
Kansas(4/4/2020)
RR
Kentucky(4/4/2020)
RR
Louisiana(6/27/2024)
RR
Maine(6/28/2024)
RR
Maryland(6/27/2024)
RR
Michigan(10/29/2019)
RR
Minnesota(10/29/2019)
RR
Mississippi(6/27/2024)
RR
Missouri(10/29/2019)
RR
Montana(6/27/2024)
RR
Nebraska(4/4/2020)
RR
New Hampshire(6/27/2024)
RR
New Jersey(6/27/2024)
RR
New Mexico(4/4/2020)
RR
New York(1/4/2021)
RR
North Carolina(4/4/2020)
RR
North Dakota(4/4/2020)
RR
Ohio(4/6/2020)
RR
Oklahoma(10/29/2019)
IAR
Oklahoma(10/29/2019)
RR
Oregon(4/4/2020)
RR
Pennsylvania(4/4/2020)
RR
South Carolina(6/27/2024)
RR
South Dakota(10/29/2019)
RR
Tennessee(8/1/2023)
RR
Texas(10/29/2019)
IAR
Texas(10/30/2019)
RR
Utah(3/23/2021)
RR
Virginia(10/30/2019)
RR
Washington(4/4/2020)
RR
Wisconsin(10/29/2019)
RR
Wyoming(7/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Geneseo, IL 61254TRUST BUT VERIFY
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