Annalee L. Leonard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Annalee Lois Leonard was a registered financial professional .
Annalee is a previously registered financial professional and started their career in finance in 1997. Annalee had worked at 9 firms and has passed the Series 65, Series 63, Series 66 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2017 - June 5, 2023
ALPHASTAR CAPITAL MANAGEMENT
July 23, 2014 - July 26, 2017
PAYNE CAPITAL MANAGEMENT, LLC
November 13, 2013 - August 21, 2014
KEETER PAYNE CAPITAL MANAGEMENT, LLC
October 31, 2011 - June 4, 2013
BROGAN FINANCIAL
April 6, 2010 - September 20, 2011
REAP FINANCIAL GROUP, LLC
September 12, 2008 - December 10, 2009
INTEGRITY ALLIANCE, LLC.
December 8, 2006 - December 10, 2009
INTEGRITY ALLIANCE, LLC.
July 11, 2002 - December 31, 2006
LEGACY FINANCIAL SERVICES, INC.
June 23, 2000 - July 10, 2002
VOYA FINANCIAL ADVISORS, INC.
June 23, 2000 - July 10, 2002
VOYA FINANCIAL ADVISORS, INC.
October 27, 1997 - July 18, 2000
MM ASCEND LIFE INVESTOR SERVICES, LLC
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 | ||
| 01/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
