David I. Goodfriend
Professional summary
David Isaac Goodfriend is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Isaac Goodfriend's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2010 - Present
J.H. DARBIE & CO., INC.
Office #1: 48 Wall St., Suite 1206, New York, NY 10005February 13, 2002 - September 16, 2010
SSC NY CORP.
January 8, 2002 - February 8, 2002
DUNCAN CAPITAL LLC
September 23, 1997 - October 2, 2001
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2015)
(10/25/2011)
(10/19/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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