Cody James Lewis
Professional Summary
Cody James Lewis, who also goes by Cody J Lewis, is a registered financial advisor currently at PROACTIVE WEALTH MANAGEMENT, INC. located in Draper, Utah. Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Cody has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cody J Lewis
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
PROACTIVE WEALTH MANAGEMENT, INC.
Contact Information
Main Address
12525 S Fort Street, Draper, UT 84020Phone Number
(801) 826-3985# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
71AUM (Assets Under Management)
$9,337,589Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/26/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1997About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Cody James Lewis's CRS (Customer Relationship Summary).
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