Yun A. Zhang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yun Amy Zhang, who also goes by Amy Zhang, was a registered financial professional .
Yun is a previously registered financial professional and started their career in finance in 1997. Yun had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2007 - January 26, 2015
BROWN CAPITAL MANAGEMENT, LLC
February 27, 1998 - June 21, 1999
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
September 5, 1997 - January 2, 1998
CITICORP SECURITIES, INC.
Primary Firm SEC Registration
BROWN CAPITAL MANAGEMENT, LLC
CRD#: 105633 / SEC#: 801-19287
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWN CAPITAL MANAGEMENT, LLC
CRD#: 105633 / SEC#: 801-19287
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 109 |
| AUM (Assets Under Management) | $ 8,098,760,315 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
