Samir (. Sikka

SAPIENCE INVESTMENTS

IRVINE, CA 92612

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CRD#: 2936776

Professional summary

Samir (nmn) Sikka, who also goes by Samir Sikka, is a registered financial advisor currently at SAPIENCE INVESTMENTS, LLC located in Irvine, California.

Samir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Samir has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samir Sikka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samir (nmn) Sikka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2017 - Present

SAPIENCE INVESTMENTS, LLC

Office #1: 18200 Von Karman Avenue Suite 795, Irvine, CA 92612

RIA

CRD#: 284720

IRVINE, CA

Past

June 29, 1998 - March 31, 1999

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

December 9, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAPIENCE INVESTMENTS, LLC

SAPIENCE INVESTMENTS, LLC | WING ASSET MANAGEMENT, LLC

CRD#: 284720 / SEC#: 801-108274

RIA

Registered Investment Advisory firm - (9/16/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/11/1997

General Securities Representative Examination

Current Firm

SAPIENCE INVESTMENTS, LLC

SAPIENCE INVESTMENTS, LLC | WING ASSET MANAGEMENT, LLC

CRD#: 284720 / SEC#: 801-108274

RIA

Registered Investment Advisory firm - (9/16/2016 Approved)

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Contact information

Main Address

18200 Von Karman Avenue Suite 795, Irvine, CA 92612

Mailing Address

Phone number

(949) 662-1011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SAPIENCE FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 184,694,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samir (. Sikka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samir (nmn) Sikka's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAPIENCE INVESTMENTS, LLC

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

Primary Firm SEC Registration

SAPIENCE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2017

Series 63

Date: 9/22/1997

Series 7

Date: 9/11/1997

Current Firm

SAPIENCE INVESTMENTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAPIENCE INVESTMENTS, LLC

TRUST BUT VERIFY

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