Scott J. Dauenhauer

MERIDIAN WEALTH MANAGEMENT,

Murrieta, CA

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CRD#: 2936635

Professional summary

Scott Joseph Dauenhauer, CFP®, who also goes by Scott J Dauenhauer, is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, INC located in Murrieta, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Scott has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott J Dauenhauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Dauenhauer receives royalties from the sales of his book "Wild West: Providing Fiduciary Advice to Public School Employees." Wild West is a book written by Scott Dauenhauer for financial advisors who want to work with public school employees. Royalties are less than $100 per year. Scott mostly gives the book away for free to encourage advisors to work with public school employees. Since June 2019, Scott has worked part-time as treasurer for 403bwise.org, a non-profit 501(c)3 that educates public school employees on their retirement programs. Scott provides education through podcasts, writing, online events, co-hosts the Teach and Retire Rich podcast, and speaks at in-person events. Scott writes and edits for 403bwise and strategically plans the organization's direction. 403bwise.org is not an investment organization, but it does provide education that covers investing and other retirement-related topics. He spends on average 40 hours a month working with 403bwise.org. The number of hours he devotes to 403bwise.org during securities trading hours is approximately 10 hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Joseph Dauenhauer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

July 11, 2005 - Present

MERIDIAN WEALTH MANAGEMENT, INC

RIA

CRD#: 112845

Murrieta, CA

Past

March 7, 2000 - February 26, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 26, 1999 - February 29, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 7, 1997 - February 16, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2005)

IAR

Texas
(4/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1997

General Securities Representative Examination

Current Firm

MERIDIAN WEALTH MANAGEMENT, INC

DAUENHAUER, SCOTT JOSEPH | MERIDIAN WEALTH MANAGEMENT, INC | MERIDIAN WEALTH MANAGEMENT

CRD#: 112845 / SEC#:

California

Registered Investment Advisory firm - (7/11/2005 Approved)

Texas

Registered Investment Advisory firm - (4/29/2019 Conditional Restricted)

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Contact information

Main Address

Murrieta, CA

Mailing Address

23811 Washington Ave #c110216, Murrieta, CA 92562

Phone number

(949) 916-6238

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	273
AUM (Assets Under Management)	$ 90,440,950

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott J. Dauenhauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Joseph Dauenhauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERIDIAN WEALTH MANAGEMENT, INC

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1999

Series 63

Date: 9/26/1997

Series 7

Date: 9/19/1997

Current Firm

MERIDIAN WEALTH MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERIDIAN WEALTH MANAGEMENT, INC

TRUST BUT VERIFY

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