Darren T. Walton
Professional summary
Darren Thomas Walton was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darren Thomas Walton was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 1997. Darren had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - January 13, 2017
CAPITAL SYNERGY PARTNERS
January 16, 2015 - January 13, 2017
CAPITAL SYNERGY PARTNERS
June 3, 2011 - January 21, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 2, 2011 - January 21, 2015
WELLS FARGO CLEARING SERVICES, LLC
May 2, 2009 - June 2, 2011
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - June 2, 2011
CHASE INVESTMENT SERVICES CORP.
June 22, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
June 22, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
April 10, 2007 - June 26, 2007
EQUITABLE ADVISORS, LLC
July 10, 2006 - April 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 10, 2006 - April 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 2004 - June 15, 2006
WAMU INVESTMENTS, INC.
December 16, 2003 - June 15, 2006
WAMU INVESTMENTS, INC.
October 16, 2001 - August 13, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
September 20, 2001 - August 13, 2002
IDS LIFE INSURANCE COMPANY
September 20, 2001 - August 13, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
October 28, 1999 - February 12, 2001
MORGAN STANLEY DW INC.
April 8, 1999 - October 11, 1999
UBS FINANCIAL SERVICES INC.
March 11, 1998 - November 17, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
December 22, 1997 - March 26, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL SYNERGY PARTNERS
CRD#: 148733 / SEC#: 801-117828, 8-68060
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
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