Ty A. Bernicke

BERNICKE WEALTH MANAGEMENT | President

ALTOONA, WI 54720

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CRD#: 2936490

Professional summary

Ty Alan Bernicke, CFP®, who also goes by Ty A Bernicke, is a registered financial advisor currently at BERNICKE WEALTH MANAGEMENT located in Altoona, Wisconsin and PRIVATE CLIENT SERVICES, LLC located in Altoona, Wisconsin.

Ty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ty has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Financial planning

Philanthropic services

Trading individual securities

Executive services/Equity comp...

Trust & estate planning

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Ty A Bernicke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Selling Fixed Annuities. Agent. 1 hr/mo; 1 during trading hrs. Investment related. 2) Bayfield Cabo, LLC. Boat. Owner. 1 hr/mo; 1 during trading hrs. Not investment related. 3) Nelson Tax & Accounting. 1625 Radio Dr, #140, Woodbury, MN 55125. Tax Prep/Accounting. Owner. 7 hrs/mo; 5 during trading hrs. Not investment related. 4) Sadie Bells, LLC. 1565 Bluestem Blvd, Altoona, WI 54720. Real Estate Rental. Owner. 1 hr/mo; 1 during trading hrs. Not investment related. 5) Bernicke Wealth Management, Ltd. 1565 Bluestem Blvd, Altoona, WI 54720. RIA. 120 hrs/mo; 90 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ty Alan Bernicke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

April 28, 2025 - Present

BERNICKE WEALTH MANAGEMENT

Office #1: 1565 Bluestem Blvd., Altoona, WI 54720

RIA

CRD#: 335431

ALTOONA, WI

Current

April 28, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1565 Bluestem Blvd, Altoona, WI 54720

RIA

CRD#: 120222

Altoona, WI

Past

June 18, 2020 - April 28, 2025

GREAT VALLEY ADVISOR GROUP, LLC

RIA

CRD#: 123913

ALTOONA, WI

Past

June 18, 2020 - May 1, 2025

LPL FINANCIAL LLC

CRD#: 6413

ALTOONA, WI

Past

October 15, 2012 - August 18, 2020

BERNICKE WEALTH MANAGEMENT, LTD.

RIA

CRD#: 164892

ALTOONA, WI

Past

October 15, 2012 - June 19, 2020

TRIAD ADVISORS LLC

CRD#: 25803

Altoona, WI

Past

January 2, 2009 - October 16, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

EAU CLAIRE, WI

Past

July 16, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

EAU CLAIRE, WI

Past

July 16, 2008 - October 16, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

EAU CLAIRE, WI

Past

January 31, 2005 - July 16, 2008

SII INVESTMENTS, INC.

RIA

CRD#: 2225

EAU CLAIRE, WI

Past

July 31, 2003 - July 16, 2008

SII INVESTMENTS, INC.

CRD#: 2225

EAU CLAIRE, WI

Past

June 21, 1999 - December 2, 2003

BERNICKE & ASSOCIATES, LTD

RIA

CRD#: 113022

EAU CLAIRE, WI

Past

January 8, 1999 - July 31, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

September 23, 1997 - July 8, 1998

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERNICKE WEALTH MANAGEMENT

BERNICKE WEALTH MANAGEMENT | BERNICKE WEALTH MANAGEMENT, LTD.

CRD#: 335431 / SEC#: 801-132485

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/2/2025)

Arizona
(4/28/2025)

California
(4/28/2025)

Colorado
(4/28/2025)

District of Columbia
(4/28/2025)

Florida
(4/28/2025)

Georgia
(4/28/2025)

Idaho
(4/28/2025)

Illinois
(4/28/2025)

Indiana
(4/28/2025)

Iowa
(4/28/2025)

Kentucky
(4/28/2025)

Maryland
(4/28/2025)

Michigan
(4/28/2025)

Minnesota
(4/28/2025)

Montana
(4/29/2025)

New Mexico
(4/28/2025)

New York
(4/28/2025)

North Dakota
(4/28/2025)

Ohio
(4/28/2025)

Oregon
(4/28/2025)

South Dakota
(4/28/2025)

Tennessee
(4/28/2025)

Texas
(4/28/2025)

Virginia
(4/28/2025)

West Virginia
(4/28/2025)

Wisconsin
(4/28/2025)

IAR

Wisconsin
(4/28/2025)

Wyoming
(4/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/19/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BERNICKE WEALTH MANAGEMENT

BERNICKE WEALTH MANAGEMENT | BERNICKE WEALTH MANAGEMENT, LTD.

CRD#: 335431 / SEC#: 801-132485

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

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Contact information

Main Address

1565 Bluestem Blvd., Altoona, WI 54720

Mailing Address

Phone number

(715) 832-1173

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (8/14/2025)

Regulatory assets under management

Total Number of Accounts	2,530
AUM (Assets Under Management)	$ 801,699,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Ty A. Bernicke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ty Alan Bernicke's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

GREAT VALLEY ADVISOR GROUP, LLC

LPL FINANCIAL LLC

BERNICKE WEALTH MANAGEMENT, LTD.

TRIAD ADVISORS LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

BERNICKE & ASSOCIATES, LTD

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

BERNICKE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/19/2003

Series 63

Date: 9/18/1997

SIE

Date: 10/1/2018

Series 7

Date: 9/4/1997

Series 24

Date: 1/5/2002

FINRA

Current Firm

BERNICKE WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERNICKE WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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