Brian S. Meltzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Scott Meltzer was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2009 - June 12, 2015
THE BENCHMARK COMPANY, LLC
March 7, 2003 - August 4, 2009
TRADE MANAGE CAPITAL, INC.
July 2, 2002 - February 10, 2003
EQUITABLE ADVISORS, LLC
May 4, 2001 - February 10, 2003
EQUITABLE ADVISORS, LLC
March 12, 1998 - May 1, 2001
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
