William C. Poon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Cheng Poon, who also goes by Bill Poon, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1997. William had worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2002 - December 17, 2002
KUHNS BROTHERS SECURITIES CORPORATION
January 26, 2001 - May 21, 2019
CASIMIR CAPITAL L.P.
June 18, 1998 - January 25, 2001
SANDS BROTHERS & CO., LTD.
October 27, 1997 - April 27, 1998
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KUHNS BROTHERS SECURITIES CORPORATION
CRD#: 47331 / SEC#: , 8-51748
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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