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Christopher Greeley

CRD# 2935709·Registered 1997 - 2022
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Greeley, who also goes by Christopher Ambrose Greeley, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1997 - 2022. Christopher had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Ambrose Greeley

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years registered in the securities industry

Current & Past Employments

Past

T3 TRADING GROUP, LLCPast·CRD# 154431
BD
Millburn, NJ
February 26, 2019 - July 26, 2022
AVATAR SECURITIES, LLCPast·CRD# 147763
BD
New York, NY
August 4, 2016 - October 23, 2018
GDK, INC.Past·CRD# 31785
BD
Road Town, Tortola
April 1, 2008 - February 3, 2016
HEARTLAND SECURITIES CORP.Past·CRD# 43201
BD
Edison, NJ
September 17, 2001 - January 10, 2002
ZAHR SECURITIES, LLCPast·CRD# 47662
BD
New York, NY
May 17, 2001 - September 18, 2001
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Newark, NJ
July 1, 1998 - April 16, 1999
DUKE & CO., INC.Past·CRD# 8035
BD
New York, NY
September 16, 1997 - April 29, 1998

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Current Firm

TT
T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: 8-68639
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone Number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T3 COMPANIES, LLCMEMBER/OWNER—
LI, XIAOYANPRINCIPAL OPERATIONS OFFICER4465893
LI, XIAOYANPRINCIPAL FINANCIAL OFFICER4465893
LI, XIAOYANFINOP4465893
MARQUIS, GARRET CHRISTIANCHIEF EXECUTIVE OFFICER3198686
PIKOWSKI, STEVENCHIEF COMPLIANCE OFFICER1562340
REDLER, SCOTT JASON JRCHIEF STRATEGIC OFFICER2680492

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2000

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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