Felipe L. Suba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felipe Louis Suba, who also goes by Lou Suba, Louis Suba, was a registered financial professional .
Felipe is a previously registered financial professional and started their career in finance in 1997. Felipe had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - July 5, 2019
MKM PARTNERS LLC
May 20, 2013 - January 16, 2014
FM PARTNERS HOLDINGS LLC
October 19, 2011 - November 5, 2012
THINKEQUITY LLC
March 4, 2008 - October 24, 2011
WEDBUSH SECURITIES INC.
November 27, 2006 - January 15, 2008
OPPENHEIMER & CO. INC.
April 7, 2005 - November 28, 2006
SCOTT & STRINGFELLOW, LLC
March 28, 2001 - January 5, 2005
DEUTSCHE BANK SECURITIES INC.
September 1, 1998 - January 31, 2001
ROBERTSON STEPHENS, INC.
October 27, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
