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Christopher J. Pultz

Some features on this profile are disabled
CRD#: 2935335
CP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher John Pultz was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 15, 2014 - January 17, 2025

HITHERLANE PARTNERS, LLC

BD
CRD#: 46604
Boca Raton, FL
Past

July 15, 2004 - November 9, 2012

COWEN EQUITY FINANCE LP

BD
CRD#: 10019
NEW YORK, NY
Past

July 27, 1998 - October 11, 1999

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/28/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/25/1999
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/11/1998
General Securities Representative Examination

Current Firm

HP
HITHERLANE PARTNERS, LLC
CONDERA SECURITIES, LLC | REDSTONE SECURITIES, LLC. | REDSTONE CONSULTING, LLC | REDSTONE CONSULTING LLC | HITHERLANE PARTNERS, LLC

CRD#: 46604 / SEC#: , 8-51488

BD
Terminated by SEC on 01/19/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/14/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KELLNER CAPITAL, LLCMEMBER
FRIEDMAN, GLEN MICHAELCFO/CCO2494774
KELLNER, GEORGE ANDREWCEO828012

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HITHERLANE PARTNERS, LLC

CRD#: 46604

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