Frank A. Sena
Professional summary
Frank Anthony Sena is a registered financial professional currently at BENTLEY SECURITIES CORPORATION located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1997. Frank has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2009 - Present
BENTLEY SECURITIES CORPORATION
Office #1: 437 Madison Avenue 24th Floor, New York, NY 10022March 7, 2003 - December 24, 2008
LIBRA SECURITIES, LLC
August 17, 1998 - March 19, 2003
CIBC WORLD MARKETS CORP.
November 29, 1997 - August 11, 1998
SALOMON BROTHERS INC.
August 20, 1997 - August 11, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
Red Flags
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