PN
Paul F. Nolan
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CRD#: 2934953
PN
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul F Nolan was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Paul F Nolan~14931 Laguna Drive~Fort Myers~FL~33908~Professional Services - Business/Individual~Owner/Sole Proprietor~12/1/2004~5hrs~0hrs~Independent Investment Advisor Registration. Independent Insurance Agent. Tax Preparation and Advocacy 2) STATE OF FLORIDA POSITION: Mediator NATURE: Provide mediation services often with regard to disputes between insurance companies and insured persons. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 16538 Cypress Villa Lane, Fort Myers FL 33908, DESCRIPTION: Provide mediation services often with regard to disputes between insurance companies and insured persons. 3) LEE SENIOR SERVICES, LLC POSITION: Corporate Director NATURE: Director's duties are a series of statutory, common law, and equitable obligations owed to the company. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2021 ADDRESS: 9800 S. HealthPark Drive, Suite 310, Fort Myers FL 33908, United States DESCRIPTION: As a director; owe duties to the company, to remain loyal to the company, and avoid conflicts of interest, display a high standard of care, skill, or diligence, and act in good faith to promote the success of the limited liability company. 4) PAUL F NOLAN CPA; POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/1970 ADDRESS: 16538 Cypress Lane, Fort Myers FL 33908, United States DESCRIPTION: Accounting and Tax 5) LEE FP, INC. D/B/A CYPRESS LIVING; POSITION: Corporate Director NATURE: Lee FP, Inc d/b/a Cypress Living cooperates with Cypress Cove at HealthPark Florida Inc., a continuing care retirement community (CCRC), in its mission to promote the well-being of senior citizens residing in Southwest Florida and surrounding area through sound business stewardship of resources and business practices. Director's duties are oversight by nature in accordance with a series of statutory, common law, and equitable obligations owed to the corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2021 ADDRESS: 9800 S. HealthPark Drive, Suite 310, Fort Myers FL 33908, United States; DESCRIPTION: As a director, owe duties to the company, owe loyalty to the company and avoidance of conflicts of interest, am expected to display a high standard of care, skill, or diligence, to act in goof faith to promote the success of the company. 6) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Insurance Agent NATURE: Self-employed insurance agent. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2004 ADDRESS: 16538 Cypress Villa Lane, Fort Myers FL 33908, United States DESCRIPTION: Provide life, and health policies, as well as annuity contracts to persons wishing to purchase such.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 23, 2009 - December 19, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Fort Meyers, FL
Past
November 4, 2002 - March 26, 2009
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
FT. MYERS BEACH, FL
Past
May 5, 1999 - October 5, 2020
NOLAN, PAUL F.
RIA
CRD#: 142154
FORT MYERS, FL
Past
October 20, 1997 - December 19, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Fort Meyers, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/11/2000
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
