John La Macchia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John La Macchia, who also goes by John Kevin Lamacchia, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2013 - June 22, 2015
PEOPLE'S SECURITIES, INC.
September 29, 2004 - December 1, 2004
WOODSTOCK FINANCIAL GROUP, INC.
December 4, 2002 - April 8, 2003
QUICK & REILLY, INC.
April 25, 2002 - December 10, 2002
AMERIPRISE ADVISOR SERVICES, INC.
July 6, 2001 - May 1, 2002
CAPITAL GROWTH FINANCIAL, LLC
May 4, 2001 - July 6, 2001
DALTON KENT SECURITIES GROUP, INC.
December 19, 2000 - April 18, 2001
JOSEPH STEVENS & CO., INC.
June 1, 1999 - January 3, 2001
TRADE.COM ONLINE SECURITIES, INC.
March 20, 1998 - June 3, 1999
PROFESSIONAL CONCEPTS & PLANNING, INC.
September 17, 1997 - March 25, 1998
RENAISSANCE FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S SECURITIES, INC.
CRD#: 13704 / SEC#: 801-63122, 8-29667
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANUFACTURERS & TRADERS TRUST COMPANY | PARENT | |
| HUNTER, JEFFREY FRANK | PRESIDENT,PRINCIPAL OPERATIONS OFFICER,DIRECTOR | 1851035 |
| KING, MARIE | CORPORATE SECRETARY | 2970483 |
| MCAFEE, MATTHEW JAMES | CHAIRMAN OF THE BOARD AND DIRECTOR | 5456594 |
| MEDREK, EMILY SUI-LING | PRINCIPAL FINANCIAL OFFICER | 3185486 |
| MURPHY, PATRICK JOHN | DIRECTOR | 7563196 |
| RUMANS, TERRI FOGARTY | CHIEF COMPLIANCE OFFICER | 2574833 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
