Joseph A. Rodman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Rodman, who also goes by Anthony Rodman, Joseph Anthony Rodman Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1997. Joseph had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2013 - March 3, 2014
ROCKWELL SECURITIES LLC
July 12, 2011 - August 15, 2011
GLOBAL ARENA CAPITAL CORP
June 6, 2011 - July 18, 2011
LEGEND SECURITIES, INC.
February 9, 2010 - April 5, 2010
BUCKMAN, BUCKMAN & REID, INC.
September 29, 2009 - November 11, 2009
MERCER CAPITAL LTD.
September 26, 2006 - November 29, 2007
NATIONAL SECURITIES CORPORATION
October 17, 2003 - September 7, 2004
JOSEPH GUNNAR & CO. LLC
January 2, 2002 - October 8, 2003
OPPENHEIMER & CO. INC.
November 30, 2001 - January 2, 2002
PRIME CHARTER LTD.
May 29, 2001 - December 6, 2001
H.C.WAINWRIGHT & CO., LLC
March 8, 2001 - March 28, 2001
TRADE.COM ONLINE SECURITIES, INC.
March 29, 2000 - February 15, 2001
TRADE.COM ONLINE SECURITIES, INC.
March 16, 1999 - October 19, 1999
TRADE.COM ONLINE SECURITIES, INC.
June 16, 1998 - August 5, 1998
MASON HILL & CO., INC.
November 26, 1997 - February 3, 1998
PRESTON LANGLEY ASSET MANAGEMENT, INC.
August 25, 1997 - November 4, 1997
THE BOSTON GROUP
State Registrations and Notice Filings
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Exams
Current Firm
ROCKWELL SECURITIES LLC
CRD#: 142483 / SEC#: , 8-67468
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
