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MF

Martin Y. Fang

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CRD#: 2934646
MF

Professional summary

Martin Yungshu Fang was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Martin is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Martin had worked at 2 firms, which includes BESTRADE INC., AMERIVET SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 4, 1998 - February 5, 1999

BESTRADE INC.

BD
CRD#: 43173
EL MONTE, CA
Past

August 29, 1997 - April 17, 1998

AMERIVET SECURITIES, INC.

BD
CRD#: 34786
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/15/1997
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/1997
General Securities Representative Examination

Current Firm

BI
BESTRADE INC.
BESTRADE INC. | BLUESTONE SECURITIES, INC.

CRD#: 43173 / SEC#: , 8-50165

BD
Cancelled by SEC on 06/13/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 03/28/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BESTRADE INC.

CRD#: 43173

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