Wim Van Lerberghe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wim Van Lerberghe, who also goes by Wim Honore Van Lerberghe, Wim Honore Vanlerberghe, was a registered financial professional .
Wim is a previously registered financial professional and started their career in finance in 1997. Wim had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2018 - September 19, 2019
GOLDMAN SACHS CUSTODY SOLUTIONS
July 22, 2016 - September 25, 2018
VIEWTRADE SECURITIES, INC.
November 22, 2006 - March 3, 2015
PERSHING LLC
May 8, 2001 - November 20, 2006
PENSON FINANCIAL SERVICES, INC.
July 22, 1999 - April 26, 2001
INVESTIN SECURITIES CORP.
October 28, 1998 - July 20, 1999
PROVIDENTIAL SECURITIES, INC.
September 25, 1997 - September 1, 1998
GO TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDMAN SACHS CUSTODY SOLUTIONS
CRD#: 48015 / SEC#: , 8-52009
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOLIO FINANCIAL, INC. (D/B/A GOLDMAN SACHS CS HOLDINGS) | 100 % SHAREHOLDER | |
| AKINOLA, TEMIDAYO | DIRECTOR | 7022068 |
| ARNOLD, EDWARD RAYMOND | CHIEF COMPLIANCE OFFICER | 1876464 |
| EISENSTEIN, JEREMY S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 4972748 |
| FYFFE, JAMES COMPEAU | CHIEF FINANCIAL OFFICER, FINOP & PFO | 2619159 |
| GERAGHTY, PETER RICHARD | GENERAL COUNSEL | 4930752 |
| KHANNA, SAATWIK | DIRECTOR | 4885372 |
| SIEGLER, ADAM JAMES | DIRECTOR | 5112351 |
| TRILLO, CYNTHIA | COO, POO & DIRECTOR | 5577678 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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