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RM

Robert S. Markulin

NORTH SOUTH CAPITAL
New Lenox, IL 60451
Some features on this profile are disabled
CRD#: 2934543
RM

Professional summary

Robert Steven Markulin is a registered financial professional currently at NORTH SOUTH CAPITAL, LLC located in New Lenox, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Steven Markulin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 10, 2019 - Present

NORTH SOUTH CAPITAL, LLC

Office #1: 321 West Maple Street Suite 100, New Lenox, IL 60451Office #2: 321 West Maple Street Suite 100, New Lenox, IL 60451
RIA
BD
CRD#: 148158
New Lenox, IL
Past

April 3, 2017 - May 9, 2019

PENSERRA SECURITIES, LLC

BD
CRD#: 145994
ORINDA, CA
Past

April 1, 2010 - May 18, 2017

CHEEVERS & COMPANY, LLC

BD
CRD#: 31312
CHICAGO, IL
Past

February 3, 2005 - April 9, 2010

CABRERA CAPITAL MARKETS, LLC

BD
CRD#: 10081
CHICAGO, IL
Past

April 22, 2002 - February 11, 2005

KWS ASSOCIATES, INC.

BD
CRD#: 28264
CHICAGO, IL
Past

August 9, 2001 - March 26, 2002

MELVIN SPECIALISTS, L.L.C.

BD
CRD#: 34945
CHICAGO, IL
Past

March 28, 2000 - June 19, 2000

MELVIN SECURITIES, L.L.C.

BD
CRD#: 29767
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/10/2019)
RR
California
(5/10/2019)
RR
Illinois
(5/10/2019)
RR
Ohio
(5/10/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 11/22/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 5/6/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/27/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/11/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NORTH SOUTH CAPITAL, LLC
NORTH SOUTH CAPITAL, LLC

CRD#: 148158 / SEC#: , 8-67979

Illinois
Registered Investment Advisory firm - SEC (2/13/2009 Approved)
Indiana
Registered Investment Advisory firm - SEC (8/18/2009 Approved)
Texas
Registered Investment Advisory firm - SEC (8/7/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
321 West Maple Street Suite 100, New Lenox, IL 60451-4409
Mailing Address
321 West Maple Street Suite 201, New Lenox, IL 60451
Phone number
(312) 445-5400
Established
Illinois since 06/20/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
8

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
OTT, JANE KARPINSKIMANAGING MEMBER/PRESIDENT1979000
ODONNELL, CHRISTOPHER LCCO/FINOP/CFO3010853
VASIL, AARONVICE PRESIDENT4534079

Regulatory assets under management

Total Number of Accounts136
AUM (Assets Under Management)$ 25,887,891

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH SOUTH CAPITAL, LLC

CRD#: 148158New Lenox, IL 60451

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