Andrew J. Quartapella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew John Quartapella was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1997. Andrew had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - November 30, 2020
RF M&A SERVICES LLC
July 7, 2010 - February 22, 2011
TRANSACT CAPITAL SECURITIES, LLC
May 20, 2010 - November 19, 2010
GCP SECURITIES, INC.
January 8, 2008 - February 19, 2009
FIRST CITIZENS CAPITAL SECURITIES, LLC
February 19, 2002 - December 31, 2007
EVP SECURITIES, LLC
October 18, 2001 - February 8, 2002
GCP SECURITIES, INC.
October 1, 1999 - July 18, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 30, 1998 - February 1, 1999
BOWLES HOLLOWELL CONNER & CO.
December 15, 1997 - April 30, 1998
BOWLES HOLLOWELL CONNER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RF M&A SERVICES LLC
CRD#: 154250 / SEC#: , 8-68621
Contact information
FINRA licenses (47 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
