Margaret Segal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Segal, who also goes by Margaret Lebedeva, Margaret M Segal, Mira Segal, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1997. Margaret had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2007 - July 15, 2020
NEW CENTURY FINANCIAL GROUP, LLC
October 5, 2006 - March 20, 2007
OSAIC WEALTH, INC.
August 10, 2006 - February 9, 2007
COMPREHENSIVE WEALTH MANAGEMENT GROUP, LLC
February 1, 2006 - July 2, 2020
OSAIC WEALTH, INC.
July 30, 2002 - November 4, 2005
HORNOR, TOWNSEND & KENT, LLC
January 10, 2002 - November 4, 2005
HORNOR, TOWNSEND & KENT, LLC
September 25, 2001 - January 17, 2002
1717 CAPITAL MANAGEMENT COMPANY
August 22, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 22, 1997 - July 30, 2001
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
NEW CENTURY FINANCIAL GROUP, LLC
CRD#: 104553 / SEC#: 801-51232
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEW CENTURY FINANCIAL GROUP, LLC
CRD#: 104553 / SEC#: 801-51232
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 894 |
| AUM (Assets Under Management) | $ 192,850,635 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
