Kyle M. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Matthew Hoffman was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1997. Kyle had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2016 - June 21, 2017
TRAJAN INCOME, LLC
September 19, 2014 - March 14, 2016
CAPITAL FINANCIAL SERVICES, INC.
September 17, 2014 - March 14, 2016
CAPITAL FINANCIAL SERVICES, INC.
March 16, 2010 - November 8, 2013
CAPITAL FINANCIAL SERVICES, INC.
March 9, 2010 - November 8, 2013
CAPITAL FINANCIAL SERVICES, INC.
October 9, 2008 - March 4, 2010
FIRST ALLIED SECURITIES, INC.
March 7, 2008 - November 25, 2008
KAISER WEALTH MANAGEMENT
March 7, 2008 - November 7, 2008
KAISER AND COMPANY
March 22, 2006 - March 10, 2008
CAPITAL FINANCIAL SERVICES, INC.
March 21, 2006 - March 10, 2008
CAPITAL FINANCIAL SERVICES, INC.
September 18, 2002 - March 22, 2006
GUNNALLEN FINANCIAL, INC
September 18, 2002 - March 22, 2006
GUNNALLEN FINANCIAL, INC
August 24, 2001 - September 18, 2002
FIRST SECURITY INVESTMENTS, INC.
October 2, 2000 - August 30, 2001
HAGAR FINANCIAL CORP.
August 21, 1997 - September 25, 2000
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRAJAN INCOME, LLC
CRD#: 165382 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
