Kevin P. Pelletier
Professional summary
Kevin Paul Pelletier, who also goes by Kevin P Pelletier, is a registered financial professional currently at COLUMBIA CAPITAL SECURITIES, INC. located in Los Angeles, California.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1997. Kevin has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Paul Pelletier's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2019 - Present
COLUMBIA CAPITAL SECURITIES, INC.
Office #1: 2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067June 24, 2014 - April 4, 2019
SANDLAPPER SECURITIES, LLC
March 31, 2005 - June 23, 2014
COLONY PARK FINANCIAL SERVICES LLC.
June 26, 2003 - March 16, 2005
WESTERN INTERNATIONAL SECURITIES, INC.
October 6, 1997 - May 7, 2003
FINANCIAL WEST GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2019)
(4/18/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COLUMBIA CAPITAL SECURITIES, INC.
CRD#: 146838 / SEC#: , 8-67854
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DONAHUE, MICHAEL DAMIAN | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | 1469010 |
Red Flags
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