Chad J. Neifer
Professional summary
Chad Jason Neifer, CFP® is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Sandusky, Ohio.
Chad is registered as a RR (Registered Representative) and started their career in finance in 1997. Chad has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad Jason Neifer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2020 - Present
FIRST HEARTLAND CAPITAL, INC.
March 9, 2020 - October 31, 2023
FIRST HEARTLAND CONSULTANTS, INC.
March 5, 2020 - March 11, 2020
THE LEADERS GROUP, INC.
August 24, 2005 - March 6, 2020
VALMARK ADVISERS, INC.
September 16, 2004 - March 6, 2020
VALMARK SECURITIES, INC.
February 25, 2004 - September 20, 2004
UNDERWRITERS EQUITY CORPORATION
February 25, 2002 - February 2, 2004
UNDERWRITERS EQUITY CORPORATION
December 11, 2000 - January 9, 2002
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 17, 2000 - April 10, 2001
TRANSAMERICA SECURITIES SALES CORPORATION
December 13, 1999 - July 5, 2000
NATIONWIDE SECURITIES, LLC
September 16, 1997 - November 16, 1999
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/9/2020)
(1/8/2021)
(1/27/2022)
(3/9/2020)
(12/13/2024)
(2/10/2021)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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