Andrew J. Kiaer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew John Kiaer, who also goes by Andrew Kiaer, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1997. Andrew had worked at 4 firms and has passed the Series 66, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2012 - October 24, 2012
DOYLE, INC.
September 7, 2009 - April 29, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
December 6, 1999 - December 31, 2008
GOLDMAN SACHS & CO. LLC
November 28, 1997 - December 20, 1999
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/13/2000
NYSE Trading Assistant ExaminationCurrent Firm
DOYLE, INC.
CRD#: 144141 / SEC#: , 8-67637
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOYLE, JOHN JOSEPH | PRES/SECY/TREAS/CFO/CCO/COO | 1724233 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
