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Andrew John Kiaer

CRD# 2933811·Registered 1997 - 2012
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew John Kiaer, who also goes by Andrew Kiaer, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1997 - 2012. Andrew had worked at 4 firms and has passed the Series 66, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Kiaer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

DOYLE, INC.·CRD# 144141
BD
Queens, NY
May 1, 2012 - October 24, 2012
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
New York, NY
September 7, 2009 - April 29, 2010
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
December 6, 1999 - December 31, 2008
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
November 28, 1997 - December 20, 1999

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Current Firm

DI
DOYLE, INC.

DOYLE NYX INC. | DOYLE, JOHN JOSEPH | DOYLE, INC.

CRD#: 144141 / SEC#: 8-67637
BD
Terminated by SEC on 10/26/2015

Contact Information

Established

New York since 12/22/2010

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DOYLE, JOHN JOSEPHPRES/SECY/TREAS/CFO/CCO/COO1724233

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 1998About the Series 66 exam

Series 25 — NYSE Trading Assistant Examination

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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