Jared C. Rucci
Professional summary
Jared Christopher Rucci, who also goes by Jared Rucci, Jared C Rucci, is a registered financial professional currently at BNP PARIBAS SECURITIES CORP. located in Jersey City, New Jersey.
Jared is registered as a RR (Registered Representative) and started their career in finance in 1997. Jared has worked at 11 firms and has passed the Series 66, Series 99TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jared Christopher Rucci's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2022 - Present
BNP PARIBAS SECURITIES CORP.
Office #1: 525 Washington Boulevard - 6th Floor, Jersey City, NJ 07310May 7, 2021 - July 21, 2022
MORGAN STANLEY & CO. LLC
September 2, 2015 - February 23, 2021
DEUTSCHE BANK SECURITIES INC.
October 22, 2007 - August 25, 2015
UBS SECURITIES LLC
October 11, 2004 - July 10, 2007
GOLDMAN SACHS & CO. LLC
April 9, 2002 - September 22, 2003
E*TRADE ADVISORY SERVICES, INC.
July 31, 2001 - October 21, 2004
E*TRADE SECURITIES LLC
October 25, 2000 - November 13, 2001
WEB STREET SECURITIES, INC.
July 11, 2000 - October 9, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 11, 2000 - October 9, 2000
OSAIC FA, INC.
November 28, 1997 - July 13, 1999
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2022)
(7/8/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BNP PARIBAS SECURITIES CORP.
CRD#: 15794 / SEC#: , 8-32682
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP | OWNER | |
| BONNAUD, JOE-KARIM | CEO | 7551817 |
| CASTILLO, SUSANNA BEATRIZ | BOARD MEMBER & CHIEF CONDUCT AND CONTROL OFFICER | 4992387 |
| FARRELL, MICHAEL F | CHIEF FINANCIAL OFFICER, FINOP | 2562352 |
| GAO, NICHOLAS N | GENERAL COUNSEL | 5140547 |
| HALPHEN, EMMANUEL | CHIEF OPERATIONS OFFICER | 5019981 |
| HAWLEY, ROBERT WILLIAM JR | CHAIRMAN | 828024 |
| HORTOPAN, NICOLAE SERBAN | BOARD DIRECTOR | 4789377 |
| LING, PETER | BOARD DIRECTOR | 2714915 |
| NIEBLING, JOHN C | CHIEF COMPLIANCE OFFICER | 4736313 |
| PLACIDO, JOSE | BOARD DIRECTOR | 7081415 |
| RAO, PHIROZE S | BOARD DIRECTOR | 7808745 |
| XHAYET, STEPHANE PATRICK | CHIEF OPERATING OFFICER | 5955712 |
Disclosures
| Regulatory Event | 99 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
