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GF

Gregory S. Faranello

AMERIVET SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 2933697
GF

Professional summary

Gregory Serafino Faranello, who also goes by Gregory Faranello, Gregory S Faranello, Gregory Serafino Faranello, is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory Faranello | Gregory S Faranello | Gregory Serafino Faranello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Serafino Faranello's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 12, 2019 - Present

AMERIVET SECURITIES, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
RIA
BD
CRD#: 34786
New York, NY
Past

October 23, 2018 - June 25, 2019

ROBERTS & RYAN, INC.

BD
CRD#: 19456
NEW YORK, NY
Past

October 26, 2016 - January 3, 2017

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WOODBURY, NY
Past

September 19, 2011 - July 5, 2013

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

July 27, 2009 - March 28, 2011

BRICKELL GLOBAL MARKETS, INC.

BD
CRD#: 104316
NEW YORK, NY
Past

February 29, 2008 - November 24, 2008

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

October 18, 2007 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

September 17, 2007 - September 25, 2007

PORTIGON SECURITIES INC.

BD
CRD#: 10050
NEW YORK, NY
Past

July 8, 2005 - October 3, 2005

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

July 27, 1998 - April 6, 2004

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

December 4, 1997 - August 31, 1998

NATWEST SECURITIES CORPORATION

BD
CRD#: 18238
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/13/2023)
RR
New York
(7/24/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 12/3/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/3/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AMERIVET SECURITIES, INC.
AMERIVET SECURITIES, INC. | AMERIVET-DYMALLY SECURITIES, INC.

CRD#: 34786 / SEC#: , 8-46478

California
Registered Investment Advisory firm - SEC (1/18/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
Mailing Address
1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
Phone number
(212) 803-5050
Established
Delaware since 11/13/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
1

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SOUTH STREET SECURITIES HOLDINGS INCOWNER
ANDERSON, JOSEPH BENJAMIN JR.DIRECTOR
KAY, STEVEN JAMESCO-CEO6857377
JOHNSON, ELTON JRDIRECTOR844428
JAZE, FLORIANCFO/COO5442771
JONES, ROBERT CAMPBELLPRESIDENT
KELLY, JOHN EDWARDCCO2087497
NAIDRICH, MICHAEL JOSEPHCO-CEO2446693
0

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERIVET SECURITIES, INC.

CRD#: 34786New York, NY 10036

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