EC
Erich A. Castillo
SOUTHLAND EQUITY PARTNERS.
Lexington, KY 40517
Some features on this profile are disabled
CRD#: 2933694
EC
Professional summary
Erich Andulan Castillo, ChFC®, CLU® is a registered financial advisor currently at SOUTHLAND EQUITY PARTNERS, LLC. located in Lexington, Kentucky.
Erich is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Erich has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CORNERSTONE WEALTH MANAGEMENT (DBA FOR INSURANCE, MEDICARE/MEDICAID PLANNING, SOCIAL SECURITY PLANNING, PERSONAL DEBT & MORTGAGE CONSULTING, AND OTHER SERVICES); 1008 S BROADWAY RD, LEXINGTON, KY 40504; OWNER; 05/2004; 200 HRS/MO (40 HRS DURING SECURITIES TRADING HRS), NOT SECURITIES RELATED; 2) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT. 3) INVESTMENT ADVISORY SERVICES OFFERED THROUGH FSC SECURITIES CORPORATION (AN SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE. 4) SOUTHLAND EQUITY PARTNERS POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/04/2016 ADDRESS: 3620 Walden Drive Suite 201, Lexington KY 40517 DESCRIPTION: Investment Advisory Representive. I provide investment advice and mangement for client accounts. 5) DOUGLASS HIGH SCHOOL POSITION: Head Lacrosse Coach NATURE: Education INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 4 START DATE: 04/20/2017; ADDRESS: 2000 Winchester Road, Lexington KY 40509, United States DESCRIPTION: Head Coach of Douglass Lacrosse High School Program 6) THE WELL OF LEXINGTON POSITION: board member NATURE: The Well of Lexington, a non-profit organization, provides a holistic program of safe housing, recovery support, education and healing for women exploited by sex trafficking to empower them to reach economic independence and live productive lives INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2018 ADDRESS: 110 East Third Street, Lexington KY 40508, United States DESCRIPTION: Provide guidance and support for the organization. Assist in helping the organization grow and develop fundraising activities for The Well 7) PARADIGM FINANCIAL POSITION: insurance agent NATURE: Paradigm Financial is name created by an insurance agent used to to provide whole life insurance, fixed insurance, disability, and long-term care insurance for clients and business owners. The information provided by Paradigm Financial is typically designed to give a general representation of concepts provided by Paradigm Financial for the agents of this entity. Many of the individuals who represent Paradigm Financial are general life/health insurance agents and are not licensed securities representatives. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2015 ADDRESS: 3620 Walden Drive, Suite 201, Lexington KY 40517, United States DESCRIPTION: I provide strategies such as whole life insurance, fixed insurance strategies, disability insurance, and long-term care insurance. 8) CASTILLO AND ASSOCIATES, LLC I. (SECURITIES) POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/14/2015 ADDRESS: 3620 Walden Drive, Suite 201, Lexington KY 40517, United States DESCRIPTION: I am conducting my securities business through FSC Securities Corporation. I am the sole owner of this LLC. Imaintain the books and records, pay bills, make capital distributions when available according to the LLC ownership structure and Operating Agreement.
CRS (Client Relationship Summary) - RIA
Click below to view Erich Andulan Castillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 18, 2014 - Present
SOUTHLAND EQUITY PARTNERS, LLC.
Office #1: 3620 Walden Drive Suite 201, Lexington, KY 40517RIA
CRD#: 154481
Lexington, KY
Past
December 6, 2007 - July 2, 2020
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
LEXINGTON, KY
Past
December 6, 2007 - July 2, 2020
FSC SECURITIES CORPORATION
BD
CRD#: 7461
LEXINGTON, KY
Past
May 19, 2004 - December 7, 2007
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LEXINGTON, KY
Past
May 4, 2004 - December 7, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LEXINGTON, KY
Past
September 17, 2003 - May 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LEXINGTON, KY
Past
September 8, 1997 - May 12, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 8, 1997 - May 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SE
SOUTHLAND EQUITY PARTNERS, LLC.
BODWELL FINANCIAL | WESTERN RESERVE CAPITAL MANAGEMENT | WEALTH STRATEGIES, LLC | TCP WEALTH MANAGEMENT | SOUTHLAND EQUITY PARTNERS, LLC. | SOUTHLAND EQUITY PARTNERS | RIDLEY WEALTH STRATEGIES | PORTICO GROUP | LONG FINANCIAL SERVICES | LESHNAK WEALTH | JACKSON & ASSOCIATES WEALTH MANAGEMENT | GRP WEATH STRATEGIES GROUP | FAIRWINDS WEALTH MANAGEMENT | CTM FINANCIAL GROUP | CROSBY CAPITAL ADVISORS | CORNERSTONE WEALTH MANAGEMENT | BRIDGELIGHT CAPITAL
CRD#: 154481 / SEC#: 801-71977
RIA
Registered Investment Advisory firm - (11/17/2010 Approved)Virginia
Registered Investment Advisory firm - (11/22/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(2/4/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SE
SOUTHLAND EQUITY PARTNERS, LLC.
BODWELL FINANCIAL | WESTERN RESERVE CAPITAL MANAGEMENT | WEALTH STRATEGIES, LLC | TCP WEALTH MANAGEMENT | SOUTHLAND EQUITY PARTNERS, LLC. | SOUTHLAND EQUITY PARTNERS | RIDLEY WEALTH STRATEGIES | PORTICO GROUP | LONG FINANCIAL SERVICES | LESHNAK WEALTH | JACKSON & ASSOCIATES WEALTH MANAGEMENT | GRP WEATH STRATEGIES GROUP | FAIRWINDS WEALTH MANAGEMENT | CTM FINANCIAL GROUP | CROSBY CAPITAL ADVISORS | CORNERSTONE WEALTH MANAGEMENT | BRIDGELIGHT CAPITAL
CRD#: 154481 / SEC#: 801-71977
RIA
Registered Investment Advisory firm - (11/17/2010 Approved)Virginia
Registered Investment Advisory firm - (11/22/2010 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Wildwood, MO
Mailing Address
Po Box 7323, Charlottesville, VA 22906
Phone number
(770) 998-5879
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,680 |
| AUM (Assets Under Management) | $ 785,307,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOUTHLAND EQUITY PARTNERS, LLC.
CRD#: 154481Lexington, KY 40517TRUST BUT VERIFY
Monitor Erich Castillo
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
