Nicholas J. Destefano
Professional summary
Nicholas Joiseph Destefano, who also goes by Nicholas Joseph Destafano ^, Nicholas Joseph Destafano, Nicholas Joseph Destefano Jr, Nicholas Joseph Destefano, Nicholas Destefano, Nick ^joseph Destefano ^, is a registered financial advisor currently at TRENDSCAST FINANCIAL LLC located in Georgetown, California.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nicholas has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Joiseph Destefano's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2020 - Present
TRENDSCAST FINANCIAL LLC
September 5, 2019 - October 7, 2019
D'ARCY WEALTH MANAGEMENT, INC. - A CALIFORNIA CORPORATION
April 5, 2018 - June 21, 2019
FORWARD FINANCIAL
April 29, 2016 - February 2, 2017
KINGSVIEW WEALTH MANAGEMENT, LLC
February 27, 2014 - April 5, 2016
INDEPENDENT FINANCIAL GROUP, LLC
February 26, 2014 - April 5, 2016
INDEPENDENT FINANCIAL GROUP, LLC
April 12, 2013 - February 25, 2014
WFG ADVISORS, LP
April 12, 2013 - February 25, 2014
WFG INVESTMENTS, INC.
September 9, 2011 - April 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2011 - April 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 27, 2010 - December 31, 2010
WRP INVESTMENTS, INC.
April 23, 2010 - December 31, 2010
WRP INVESTMENTS, INC.
January 23, 2009 - April 30, 2010
SECURITIES AMERICA ADVISORS, INC.
January 23, 2009 - April 30, 2010
SECURITIES AMERICA, INC.
October 11, 2006 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
October 11, 2006 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
March 19, 2003 - October 12, 2006
MONEY CONCEPTS CAPITAL CORP
February 24, 2003 - October 12, 2006
MONEY CONCEPTS CAPITAL CORP
October 15, 1999 - May 28, 2002
EQUITY SERVICES, INC.
January 27, 1999 - September 9, 1999
WELLS FARGO SECURITIES INC.
May 5, 1998 - January 28, 1999
PIPER SANDLER & CO.
September 17, 1997 - March 11, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2021)
(8/25/2021)
(11/16/2020)
Exams
Current Firm
TRENDSCAST FINANCIAL LLC
CRD#: 166470 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 311 |
| AUM (Assets Under Management) | $ 20,283,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
