Nicholas Joiseph Destefano
Professional Summary
Nicholas Joiseph Destefano, who also goes by Nicholas Joseph Destafano ^, Nicholas Joseph Destafano, Nicholas Joseph Destefano Jr, Nicholas Joseph Destefano, Nicholas Destefano, Nick ^joseph Destefano ^, is a registered financial advisor currently at TRENDSCAST FINANCIAL LLC located in Georgetown, California. Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nicholas has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicholas Joseph Destafano ^, Nicholas Joseph Destafano, Nicholas Joseph Destefano Jr, Nicholas Joseph Destefano, Nicholas Destefano, Nick ^joseph Destefano ^
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
TRENDSCAST FINANCIAL LLC
Contact Information
Main Address
1056 Route 519, Eighty Four, PA 15330Phone Number
(724) 705-7907# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
344AUM (Assets Under Management)
$25,450,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/9/2021)
(8/25/2021)
(11/16/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1997About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Joiseph Destefano's CRS (Customer Relationship Summary).
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