Gregory L. Merrick
Professional summary
Gregory Lunar Merrick was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Gregory had worked at 2 firms, which includes SIGNATURE INVESTMENTS INC., SICOR SECURITIES INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - January 2, 2015
SIGNATURE INVESTMENTS, INC.
January 8, 2002 - December 31, 2005
SIGNATURE INVESTMENTS, INC.
October 6, 1999 - January 2, 2015
SICOR SECURITIES INC
January 1, 1998 - October 31, 2013
SICOR SECURITIES INC
State Registrations and Notice Filings
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Exams
Current Firm
SIGNATURE INVESTMENTS, INC.
CRD#: 113443 / SEC#: 801-77387
Contact information
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