Peter G. Gutierrez
Professional summary
Peter German Gutierrez is a registered financial professional currently at ELEQUIN SECURITIES LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter German Gutierrez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2022 - Present
ELEQUIN SECURITIES LLC
Office #1: 1333 Broadway Suite 500, New York, NY 10018Office #2: 1333 Broadway 5th Floor Ste. 500, New York, NY 10018June 10, 2015 - May 7, 2019
BLUEFIN CAPITAL MANAGEMENT, LLC
November 20, 2010 - February 28, 2013
DAIWA CAPITAL MARKETS AMERICA INC.
March 3, 2008 - December 8, 2010
KBC SECURITIES USA LLC
March 27, 2007 - February 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 27, 2003 - March 23, 2007
BANC OF AMERICA SECURITIES LLC
January 20, 1999 - July 7, 2000
DRESDNER KLEINWORT WASSERSTEIN, LLC
October 14, 1997 - July 23, 1998
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 12/7/2021
Securities Trader ExamSeries 55
Date: 11/4/2003
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
ELEQUIN SECURITIES LLC
CRD#: 311650 / SEC#: , 8-70654
Contact information
Documents
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