Michael Barrows
Professional summary
Michael Barrows was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael Barrows, who also goes by Michael Scott Barrows, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Irvine, California and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Barrows's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2024 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 7545 Irvine Center Drive Suite 214, Irvine, CA 92618July 16, 2024 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210June 9, 2023 - July 29, 2024
M STEVENS SECURITIES, LLC
July 24, 2018 - February 1, 2023
KINGSWOOD CAPITAL PARTNERS, LLC
July 12, 2018 - September 18, 2018
KINGSWOOD WEALTH ADVISORS, LLC
April 4, 2018 - July 29, 2024
M STEVENS WEALTH ADVISORS, LLC
November 2, 2017 - April 5, 2018
AMERICAN ASSET ADVISORY, LLC
October 24, 2017 - October 2, 2018
ACCELERATED CAPITAL GROUP
January 13, 2016 - October 20, 2017
TRILOGY CAPITAL, INC.
March 13, 2007 - October 20, 2017
NATIONAL PLANNING CORPORATION
October 6, 2003 - October 20, 2017
NATIONAL PLANNING CORPORATION
September 13, 2001 - October 10, 2002
PACIFIC CORNERSTONE CAPITAL INCORPORATED
April 14, 1999 - August 31, 1999
NATIONAL PLANNING CORPORATION
October 6, 1997 - March 25, 1999
SUNAMERICA SECURITIES, INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/30/2024)
(10/22/2024)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
