Jason A. Groth

EQUITY ADVISORS

San Diego, CA

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CRD#: 2933258

Professional summary

Jason Allen Groth is a registered financial advisor currently at EQUITY ADVISORS, LLC located in San Diego, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jason has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Safe Harbor Insurance: sales of life insurance products Safe Harbor Tax: tax preparation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Allen Groth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

EQUITY ADVISORS, LLC

RIA

CRD#: 300031

San Diego, CA

Past

June 23, 2022 - July 2, 2024

KINETIC INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 283034

San Diego, CA

Past

November 28, 2018 - June 27, 2022

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

San Diego, CA

Past

April 21, 2017 - August 6, 2018

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

SAN DIEGO, CA

Past

April 20, 2017 - August 6, 2018

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

SAN DIEGO, CA

Past

February 9, 2009 - April 21, 2017

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

February 9, 2009 - April 21, 2017

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

Past

February 19, 2007 - June 18, 2013

WEALTH ADVISORS, INC.

RIA

CRD#: 130478

SAN DIEGO, CA

Past

January 24, 2007 - February 26, 2009

QA3 FINANCIAL CORP.

CRD#: 14754

SAN DIEGO, CA

Past

January 11, 1999 - January 5, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN DIEGO, CA

Past

June 10, 1998 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 10, 1998 - January 5, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN DIEGO, CA

Past

February 27, 1998 - March 4, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 25, 1998 - April 9, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 25, 1998 - April 9, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/1998

General Securities Representative Examination

Current Firm

EQUITY ADVISORS, LLC

EQUITY ADVISORS, LLC | SHOCKWAVE ADVISORS | LIFELONG RETIREMENT CORP

CRD#: 300031 / SEC#:

California

Registered Investment Advisory firm - (2/8/2019 Approved)

Florida

Registered Investment Advisory firm - (3/5/2025 Approved)

Missouri

Registered Investment Advisory firm - (8/8/2019 Approved)

Nevada

Registered Investment Advisory firm - (6/18/2020 Approved)

New Jersey

Registered Investment Advisory firm - (5/22/2020 Approved)

North Carolina

Registered Investment Advisory firm - (11/6/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/2/2023 Approved)

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Contact information

Main Address

Zepher Cove, NV

Mailing Address

Phone number

(408) 261-2275

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	178
AUM (Assets Under Management)	$ 34,248,743

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason A. Groth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Allen Groth's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINETIC INVESTMENT MANAGEMENT, INC.

CREATIVEONE WEALTH, LLC

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

WEALTH ADVISORS, INC.

QA3 FINANCIAL CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

SUNAMERICA SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1998

Series 63

Date: 9/11/1997

SIE

Date: 8/6/2018

Series 7

Date: 2/24/1998

Current Firm

EQUITY ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EQUITY ADVISORS, LLC

TRUST BUT VERIFY

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