Todd S. Blankfort
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Selix Blankfort, who also goes by Todd Blankfort, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1997. Todd had worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2018 - April 9, 2019
B. RILEY SECURITIES, INC.
July 29, 2008 - January 20, 2009
LARKSPUR CAPITAL CORPORATION
August 1, 2006 - January 5, 2007
URCHIN CAPITAL PARTNERS, LLC
August 4, 2004 - July 25, 2006
INSTREAM PARTNERS LLC
April 15, 2002 - November 17, 2003
INSTREAM PARTNERS LLC
July 10, 2000 - April 23, 2001
UBS SECURITIES LLC
March 21, 2000 - July 20, 2000
VERONIS SUHLER STEVENSON LLC
December 18, 1998 - December 9, 1999
CITIGROUP GLOBAL MARKETS INC.
December 3, 1997 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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