Patrick J. Tuma

TUMA FINANCIAL

Marriottsville, MD

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CRD#: 2933086

Professional summary

Patrick James Tuma, CFP®, who also goes by Patrick Tuma, is a registered financial advisor currently at TUMA FINANCIAL, LLC located in Marriottsville, Maryland.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Patrick has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Tuma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I provide investment advisory services and tax preparation services to individuals for Financial Dimensions, Incorporated. I hold a CPA license and a Maryland life and health insurance license. I receive commissions for the sale of insurance products but this is an extremely limited activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Tuma's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

February 28, 2017 - Present

TUMA FINANCIAL, LLC

RIA

CRD#: 286365

Marriottsville, MD

Past

December 6, 2002 - March 19, 2024

FINANCIAL DIMENSIONS, LLC.

RIA

CRD#: 121379

LUTHERVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/1997

Uniform Investment Adviser Law Examination

Current Firm

TUMA FINANCIAL, LLC

CRD#: 286365 / SEC#:

Maryland

Registered Investment Advisory firm - (2/28/2017 Approved)

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Contact information

Main Address

Marriottsville, MD

Mailing Address

Phone number

(410) 807-5701

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 44,637,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick J. Tuma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Tuma's CRS (Customer Relationship Summary).

Certified licenses

Experience

TUMA FINANCIAL, LLC

FINANCIAL DIMENSIONS, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/1997

Current Firm

TUMA FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TUMA FINANCIAL, LLC

TRUST BUT VERIFY

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