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KW

Kristine M. Wallington

THE WEALTH COLLABORATIVE
CORONA DEL MAR, CA 92625
Some features on this profile are disabled
CRD#: 2933035
KW

Professional summary


Kristine Marie Wallington, who also goes by Kristine Marie Mershon, Kristie Myrick, Kristine Marie Myrick Ms., Kristine Marie Myrick, is a registered financial advisor currently at THE WEALTH COLLABORATIVE, INC. located in Corona Del Mar, California.

Kristine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kristine has worked at 3 firms and has passed the Series 65 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Kristine Marie Mershon | Kristie Myrick | Kristine Marie Myrick Ms. | Kristine Marie Myrick

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kristine Marie Wallington's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 23, 2008 - Present

THE WEALTH COLLABORATIVE, INC.

Office #1: 306 Jasmine Avenue, Corona Del Mar, CA 92625
RIA
CRD#: 142618
CORONA DEL MAR, CA
Past

August 31, 2007 - December 31, 2007

LWI FINANCIAL INC.

RIA
CRD#: 111861
SAN JOSE, CA
Past

September 24, 1997 - February 4, 1998

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 289
HOUSTON, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WEALTH COLLABORATIVE, INC.
MONARCH WEALTH ADVISORY GROUP, INC | TWC, INC. | THE WEALTH COLLABORATIVE, INC. | THE WEALTH COLLABORATIVE

CRD#: 142618 / SEC#: 801-68456

RIA
Registered Investment Advisory firm - (10/24/2007 Approved)
California
Registered Investment Advisory firm - (10/25/2007 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/23/2008)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/30/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam

Current Firm


TW
THE WEALTH COLLABORATIVE, INC.
MONARCH WEALTH ADVISORY GROUP, INC | TWC, INC. | THE WEALTH COLLABORATIVE, INC. | THE WEALTH COLLABORATIVE

CRD#: 142618 / SEC#: 801-68456

RIA
Registered Investment Advisory firm - (10/24/2007 Approved)
California
Registered Investment Advisory firm - (10/25/2007 Terminated)
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Contact information


Main Address
306 Jasmine Avenue, Corona Del Mar, CA 92625
Mailing Address
Phone number
(818) 577-1180
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TWC ADV 2A (3/18/2025)

Regulatory assets under management


Total Number of Accounts520
AUM (Assets Under Management)$ 702,042,089

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE WEALTH COLLABORATIVE, INC.

CRD#: 142618Corona Del Mar, CA 92625

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